Statutes, codes, and regulations
Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-24A - Investment advisers
Section 460-24A-030 - Use of the term "investment counsel" is prohibited

Wash. Admin. Code § 460-24A-030

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Current through Register Vol. 24-12, June 15, 2024
Section 460-24A-030 - Use of the term "investment counsel" is prohibited

If you are an investment adviser or investment adviser representative, you must not use the title "investment counsel" in the conduct of your business nor represent that you are an "investment counsel" nor use the term "investment counsel" as descriptive of your business where such use is prohibited under the provisions of the Federal Investment Advisers Act of 1940, as amended.

Wash. Admin. Code § 460-24A-030

Amended by WSR 14-13-068, Filed 6/12/2014, effective 7/13/2014
Amended by WSR 19-03-133, Filed 1/18/2019, effective 2/18/2019

Order 304, § 460-24A-030, filed 2/28/75, effective 4/1/75. Formerly chapter 460-24 WAC.