Wash. Admin. Code § 460-20C-120
Current through Register Vol. 25-01, January 1, 2025
If you are a broker-dealer registered or required to be registered under RCW 21.20.040, you must comply with the customer protection reserves and custody of securities requirements set forth in Securities and Exchange Commission Rule 15c3-3 ( 17 C.F.R. 240.15c3-3, as amended effective October 21, 2019).
Wash. Admin. Code § 460-20C-120