Statutes, codes, and regulations
Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-20C - Broker-dealers and salespersons of broker-dealers
Section 460-20C-015 - Cross-reference to other sections relating to broker-dealers and salespersons

Wash. Admin. Code § 460-20C-015

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Current through Register Vol. 25-01, January 1, 2025
Section 460-20C-015 - Cross-reference to other sections relating to broker-dealers and salespersons

Chapter 460-23B WAC applies to salespersons of issuers. Chapter 460-21C WAC applies to the provision of broker-dealer services on the premises of financial institutions.

Wash. Admin. Code § 460-20C-015

Adopted by WSR 24-19-055, Filed 9/12/2024, effective 10/13/2024