Statutes, codes, and regulations
Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-16A - General rules
Section 460-16A-390 - Notice of termination of offering - Change of officers

Wash. Admin. Code § 460-16A-390

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Current through Register Vol. 24-17, September 1, 2024
Section 460-16A-390 - Notice of termination of offering - Change of officers

An issuer who has completed or discontinued the sale of securities registered with the department of financial institutions shall notify the administrator in writing to that effect. Until such notice has been given, notices of all withdrawals or changes of officers, directors, trustees, partners or other principal members of registrants shall be made to the administrator of securities as soon as possible, but within five days, after such withdrawals or changes in the personnel of such organization shall become effective.

Wash. Admin. Code § 460-16A-390

Statutory Authority: RCW 21.20.450. 96-11-023, § 460-16A-390, filed 5/6/96, effective 6/6/96; Order 304, § 460-16A-390, filed 2/28/75, effective 4/1/75. Formerly chapter 460-16 WAC.