Statutes, codes, and regulations
Washington Administrative Code
Title 208 - Financial Institutions, Department of (See also Titles 50, 419, and 460)Chapter 208-690 - Regulation of money services providers
Part D - RECORDKEEPING AND REPORTING
Section 208-690-080 - Audited annual financial statement

Wash. Admin. Code § 208-690-080

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Current through Register Vol. 25-01, January 1, 2025
Section 208-690-080 - Audited annual financial statement

When must I provide audited financial statements?

(1) You are required to have an audited financial statement prepared annually by a licensed or certified individual or firm in accordance with generally accepted accounting principles. The financials must be submitted prior to or with the annual assessment. The financials may be submitted through the NMLS. The director may waive the requirements of this subsection for licensees with minimal or no business activity conducted under their license.
(2) Applicants with no business operations prior to application must submit a copy of unconsolidated financial statements for the current fiscal year, whether audited or not. Audited annual financial statements are required in all future years of operation.

Wash. Admin. Code § 208-690-080

Amended by WSR 13-24-021, filed 11/22/13, effective 1/1/2014
Amended by WSR 16-14-022, Filed 6/27/2016, effective 8/1/2016
Amended by WSR 18-13-108, Filed 6/19/2018, effective 8/1/2018

Statutory Authority: RCW 43.320.040, 19.230.310, 2010 c 37. 10-20-123, § 208-690-080, filed 10/5/10, effective 11/5/10. Statutory Authority: RCW 19.230.310 and 43.320.040. 04-15-005, § 208-690-080, filed 7/7/04, effective 8/7/04.