21 Va. Admin. Code § 5-40-160

Current through Register Vol. 41, No. 6, November 4, 2024

Section 21VAC5-40-160 - Canadian securities

In accordance with § 13.1-514A 13 of the Act, an offer or sale of a security issued by an issuer organized under the laws of Canada or any Canadian province or territory and effected by a Canadian broker-dealer registered pursuant to 21VAC5-20-85 and its agent registered pursuant to 21VAC5-20-155 are exempted from the securities registration requirements of the Act.

21 Va. Admin. Code § 5-40-160

Derived from Virginia Register Volume 19, Issue 23, eff. July 1, 2003.

Statutory Authority

§§ 12.1-13 and 13.1-523.1 of the Code of Virginia.