Statutes, codes, and regulations
Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISINGAgency 5 - STATE CORPORATION COMMISSION
Chapter 30 - SECURITIES REGISTRATION
Section 21VAC5-30-20 - Requirements for registrations filed pursuant to section 13.1-509 of the Act

21 Va. Admin. Code § 5-30-20

Download
PDF
Current through Register Vol. 41, No. 6, November 4, 2024
Section 21VAC5-30-20 - Requirements for registrations filed pursuant to section 13.1-509 of the Act
A. Every registration statement filed under § 13.1-509 of the Act shall contain in the prospectus such financial statements as are required by the Securities Act of 1933 and any regulations promulgated thereunder.
B. Every registration statement filed under § 13.1-509 of the Act that is governed by any regulation, promulgated pursuant to § 13.1-523 of the Act shall also contain such financial information as required by such regulations.

21 Va. Admin. Code § 5-30-20

Derived from Rule 401, Case No. SEC810005, eff. July 1, 1981; amended by Case No. SEC910057, eff. July 1, 1991; Virginia Register Volume 14, Issue 22, eff. July 1, 1998.

Statutory Authority

§§ 12.1-13 and 13.1-523 of the Code of Virginia.