Part II - Broker-Dealer Agents
- Section 21VAC5-20-90 - Application for registration as a broker-dealer agent
- Section 21VAC5-20-95 - Employment of an agent by more than one broker-dealer
- Section 21VAC5-20-100 - Expiration
- Section 21VAC5-20-110 - Renewals
- Section 21VAC5-20-120 - Updates and amendments
- Section 21VAC5-20-130 - Termination of registration
- Section 21VAC5-20-135 - Continuing commission by retiring agents
- Section 21VAC5-20-140 - Changing connection from one broker-dealer to another
- Section 21VAC5-20-150 - Examination/qualification
- Section 21VAC5-20-155 - Limited Canadian broker-dealer agent registration