Utah Admin. Code 590-68-11

Current through Bulletin 2024-19, October 1, 2024
Section R590-68-11 - Certain Transactions Subject to Subsection 31A-5-303(1)
(1) The acquisition or disposition of a transferable option, put, call, spread, or straddle is a change in the beneficial ownership of a security to which the privilege relates and requires the filing of a statement reflecting the acquisition or disposition of the privilege.
(2) Subsection (1) does not exempt a person from filing a statement required upon the exercise of an option, put, call, spread, or straddle.

Utah Admin. Code R590-68-11

Adopted by Utah State Bulletin Number 2023-12, effective 6/9/2023