Section R590-222-14 - Filing Forms(1)(a) A form used for a life settlement shall be filed with the commissioner before use.(b) A form is a "filed for use" filing when the compliant form is submitted to the department.(c) The following forms shall be filed: (ii) disclosure to the owner; (iii) notice of intent to settle;(iv) verification of coverage; and(2) A form filing shall include: (a) a cover letter on the licensee's letterhead providing:(i) a list of the forms being filed, by title and identification number;(ii) a description of the filing; and(iii) an indication if the form: (B) is replacing or modifying a previously filed form, including the changes made, the reason for the changes, and the previous filing's filed date; and(b) a copy of each form to be filed.(3) The form filing and any response shall be submitted by email to life.uid@utah.gov.(4) If a filing is rejected, the filing shall be resubmitted as a new filing.(5) If a filing objection letter is issued, the response shall include:(a) a new cover letter identifying the changes made; and(b) a copy of the revised form.(6) A person may request the status of their filing by email, telephone, or mail after 30 days from the date of submission.Utah Admin. Code R590-222-14
Amended by Utah State Bulletin Number 2023-15, effective 7/25/2023