Section R315-263-20 - The Manifest System(a)(1) Manifest requirement. A transporter may not accept hazardous waste from a generator unless the transporter is also provided with a manifest form; EPA Form 8700-22, and if necessary, EPA Form 8700-22A; signed in accordance with the requirement of Section R315-262-23, or is provided with an electronic manifest that is gotten, completed, and transmitted in accordance with Subsection R315-262-20(a)(3), and signed with a valid and enforceable electronic signature as described in 40 CFR 262.25.(2) Exports. For exports of hazardous waste subject to the requirements of Sections R315-262-80 through R315-262-84, a transporter may not accept hazardous waste without a manifest signed by the generator in accordance with Section R315-263-20, as appropriate, and for exports occurring under the terms of consent issued by EPA on or after December 31, 2016, a movement document that includes the information require by Subsection R315-262-83(d).(3) Compliance date for form revisions. The revised manifest form and procedures in Sections R315-260-10, R315-261-7, R315-263-20, and R315-263-21, had an effective date of September 5, 2006.(4) Use of electronic manifest legal equivalence to paper forms for participating transporters. Electronic manifests that are gotten, completed, and transmitted in accordance with Subsection R315-262-20(a)(3), and used in accordance with Section R315-263-20 in lieu of EPA Forms 8700-22 and 8700-22A, are the legal equivalent of paper manifest forms bearing handwritten signatures, and satisfy any requirement in Title R315 to get, complete, sign, carry, provide, give, use, or keep a manifest. (i) Any requirement in Title R315 to sign a manifest or manifest certification by hand, or to get a handwritten signature, is satisfied by signing with or getting a valid and enforceable electronic signature within the meaning of 40 CFR 262.25.(ii) Any requirement in Title R315 to give, provide, send, forward, or return to another person a copy of the manifest is satisfied when a copy of an electronic manifest is transmitted to the other person by submission to the system.(iii) Any requirement in Title R315 for a manifest to accompany a hazardous waste shipment is satisfied when a copy of an electronic manifest is accessible during transportation and forwarded to the person who is scheduled to receive delivery of the waste shipment, except that to the extent that the Hazardous Materials regulation on shipping papers for carriage by public highway requires transporters of hazardous materials to carry a paper document to comply with 49 CFR 177.817, a hazardous waste transporter shall carry one printed copy of the electronic manifest on the transport vehicle.(iv) Any requirement in Title R315 for a transporter to keep a copy of a manifest is satisfied by the retention of an electronic manifest in the transporter's account on the e-Manifest system, if the copies are readily available for viewing and production if requested by any EPA or Utah inspector.(v) No transporter may be held liable for the inability to produce an electronic manifest for inspection under Section R315-263-20 if that transporter can demonstrate that the inability to produce the electronic manifest is exclusively due to a technical difficulty with the EPA system for which the transporter bears no responsibility.(5) A transporter may participate in the electronic manifest system either by accessing the electronic manifest system from the transporter's own electronic equipment, or by accessing the electronic manifest system from the equipment provided by a participating generator, by another transporter, or by a designated facility.(6) Special procedures if electronic manifest is not available. If after a manifest has been originated electronically and signed electronically by the initial transporter, and the electronic manifest system should become unavailable for any reason, then: (i) The transporter in possession of the hazardous waste when the electronic manifest becomes unavailable shall reproduce sufficient copies of the printed manifest that is carried on the transport vehicle pursuant to Subsection R315-263-20(a)(4)(iii)(A), or get and complete another paper manifest for this purpose. The transporter shall reproduce sufficient copies to provide the transporter and each subsequent waste handler with a copy for their files, plus two additional copies that will be delivered to the designated facility with the hazardous waste.(ii) On each printed copy, the transporter shall include a notation in the Special Handling and Additional Description space, Item 14, that the paper manifest is a replacement manifest for a manifest originated in the electronic manifest system, shall include, if not pre-printed on the replacement manifest, the manifest tracking number of the electronic manifest that is replaced by the paper manifest, and shall also include a brief explanation why the electronic manifest was not available for completing the tracking of the shipment electronically.(iii) A transporter signing a replacement manifest to acknowledge receipt of the hazardous waste shall ensure that each paper copy is individually signed and that a legible handwritten signature appears on each copy.(iv) From the point that the electronic manifest is no longer available for tracking the waste shipment, the paper replacement manifest copies shall be carried, signed, kept as records, and given to a subsequent transporter or to the designated facility, following the instructions, procedures, and requirements that apply to the use of paper manifests.(7) Special procedures for electronic signature methods undergoing tests. If a transporter using an electronic manifest signs this manifest electronically using an electronic signature method that is undergoing pilot or demonstration tests aimed at demonstrating the practicality or legal dependability of the signature method, then the transporter shall sign the electronic manifest electronically and also sign with an ink signature the transporter acknowledgement of receipt of materials on the printed copy of the manifest that is carried on the vehicle in accordance with Subsection R315-263-20(a)(4)(iii)(A). This printed copy bearing the generator's and transporter's ink signatures shall also be presented by the transporter to the designated facility to sign in ink to indicate the receipt of the waste materials or to indicate discrepancies. After the owner or operator of the designated facility has signed this printed manifest copy with its ink signature, the printed manifest copy shall be delivered to the designated facility with the waste materials.(9) Post-receipt manifest data corrections. After facilities have certified to the receipt of hazardous wastes by signing Item 20 of the manifest, any post-receipt data corrections may be submitted at any time by any interested person, such as the waste handler, named on the manifest. Transporters may participate electronically in the post-receipt data corrections process by following the process described in Subsection R315-264-71(l), which applies to corrections made to either paper or electronic manifest records.(b) Before transporting the hazardous waste, the transporter shall sign and date the manifest acknowledging acceptance of the hazardous waste from the generator. The transporter shall return a signed copy to the generator before leaving the generator's property.(c) The transporter shall ensure that the manifest accompanies the hazardous waste. In the case of exports occurring under the terms of a consent issued by EPA to the exporter on or after December 31, 2016, the transporter shall ensure that a movement document that includes the information required by Subsection R315-262-83(d) also accompanies the hazardous waste. In the case of imports occurring under the terms of a consent issued by EPA to the country of export or the importer on or after December 31, 2016, the transporter shall ensure that a movement document that includes the information required by Subsection R315-262-84(d) also accompanies the hazardous waste.(d) A transporter who delivers a hazardous waste to another transporter or to the designated facility shall: (1) get the date of delivery and the handwritten signature of that transporter or of the owner or operator of the designated facility on the manifest; and(2) keep one copy of the manifest in accordance with Section R315-263-22; and(3) give the remaining copies of the manifest to the accepting transporter or designated facility.(e) The requirements of Subsections R315-263-20(c), (d) and (f) do not apply to water, bulk shipment, transporters if: (1) the hazardous waste is delivered by water, bulk shipment, to the designated facility; and(2) a shipping paper containing the information required on the manifest; excluding the EPA identification numbers, generator certification, and signatures; and, for exports or imports occurring under the terms of a consent issued by EPA on or after December 31, 2016, a movement document that includes the information required by Subsection R315-262-83(d) or R315-262-84(d) accompanies the hazardous waste; and(3) the delivering transporter gets the date of delivery and handwritten signature of the owner or operator of the designated facility on either the manifest or the shipping paper; and(4) the person delivering the hazardous waste to the initial water, bulk shipment, transporter gets the date of delivery and signature of the water, bulk shipment, transporter on the manifest and forwards it to the designated facility; and(5) a copy of the shipping paper or manifest is kept by each water, bulk shipment, transporter in accordance with Section R315-263-22.(f) For shipments involving rail transportation, the requirements of Subsections R315-263-20(c), (d) and (e) do not apply and the following requirements do apply: (1) When accepting hazardous waste from a non-rail transporter, the initial rail transporter shall: (i) sign and date the manifest acknowledging acceptance of the hazardous waste;(ii) return a signed copy of the manifest to the non-rail transporter;(iii) forward at least three copies of the manifest to: (A) the next non-rail transporter, if any; or(B) the designated facility, if the shipment is delivered to that facility by rail; or(C) the last rail transporter designated to handle the waste in the United States; and(iv) keep one copy of the manifest and rail shipping paper in accordance with Section R315-263-22.(2) Rail transporters shall ensure that a shipping paper containing the information required on the manifest; excluding the EPA identification numbers, generator certification, and signatures; and, for exports or imports occurring under the terms of a consent issued by EPA on or after December 31, 2016, a movement document that includes the information required by Subsection R315-262-83(d) or R315-262-84(d) always accompanies the hazardous waste. Note to Subsection R315-263-20(f)(2): Intermediate rail transporters are not required to sign the manifest, movement document, or shipping paper.
(3) When delivering hazardous waste to the designated facility, a rail transporter shall: (i) get the date of delivery and handwritten signature of the owner or operator of the designated facility on the manifest or the shipping paper, if the manifest has not been received by the facility; and(ii) keep a copy of the manifest or signed shipping paper in accordance with Section R315-263-22.(4) When delivering hazardous waste to a non-rail transporter a rail transporter shall: (i) get the date of delivery and the handwritten signature of the next non-rail transporter on the manifest; and(ii) keep a copy of the manifest in accordance with Section R315-263-22.(5) Before accepting hazardous waste from a rail transporter, a non-rail transporter shall sign and date the manifest and provide a copy to the rail transporter.(g) Transporters who transport hazardous waste out of the United States shall:(1) sign and date the manifest in the International Shipments block to indicate the date that the shipment left the United States;(2) keep one copy in accordance with Subsection R315-263-22(d);(3) return a signed copy of the manifest to the generator; and(4) for paper manifest only, (i) send a copy of the manifest to the e-Manifest system in accordance with the allowable methods specified in Subsection R315-264-71(a)(2)(v); and(ii) for shipments initiated before the AES filing compliance date, when instructed by the exporter to do so, give a copy of the manifest to a U.S. Customs official at the point of departure from the United States.(h) A transporter transporting hazardous waste from a generator who generates greater than 100 kilograms but less than 1,000 kilograms of hazardous waste in a calendar month need not comply with the requirements of Section 315-263-20 or those of Section R315-263-22 if: (1) the waste is being transported pursuant to a reclamation agreement as provided for in Subsection R315-262-20(e);(2) the transporter records, on a log or shipping paper, the following information for each shipment: (i) the name, address, and U.S. EPA Identification Number of the generator of the waste;(ii) the quantity of waste accepted;(iii) any DOT required shipping information; and(iv) the date the waste is accepted;(3) the transporter carries this record when transporting waste to the reclamation facility; and(4) the transporter keeps these records for a period of at least three years after termination or expiration of the agreement.Utah Admin. Code R315-263-20
Adopted by Utah State Bulletin Number 2016-9, effective 4/15/2016Amended by Utah State Bulletin Number 2019-21, effective 10/15/2019Amended by Utah State Bulletin Number 2020-8, effective 4/13/2020Amended by Utah State Bulletin Number 2023-03, effective 1/17/2023