Utah Admin. Code 164-1-2

Current through Bulletin No. 2024-21, November 1, 2024

Section R164-1-2 - Incorporation by Reference

The following rules of the Securities Exchange Commission ("SEC") are adopted and incorporated by reference and available from the SEC:

(1) Rule 11Aa3-1, regarding the dissemination of transaction reports and last sale data with respect to transactions in reported securities, 17 CFR 240.11Aa3-1 (2005);

(2) Rule 2-02, regarding accountant's reports, 17 CFR 210.2-02 (2020); and

(3) Rule 12g3-2(b), regarding exemptions for American depositary receipts and certain foreign securities, 17 CFR 240.12g3-2 (2020).

Utah Admin. Code R164-1-2

Adopted by Utah State Bulletin Number 2022-07, effective 3/11/2022