Section 1175-04-.07 - CONFIDENTIAL CLIENT INFORMATION(1) A licensee shall not disclose any confidential client information without the specific consent of the client.(2) This rule shall not be construed to:(a) Affect in any way the licensee's obligation to comply with a validly issued and enforceable subpoena or summons;(b) Prohibit review of a licensee's professional practice by the Commissioner; or(c) Prohibit a licensee from utilizing any such relevant information in the defense of a claim asserted against the licensee.Tenn. Comp. R. & Regs. 1175-04-.07
Original rule filed March 3, 1995; effective May 17, 1995. Amendment filed September 19, 2003; effective December 3, 2003. Amendments filed March 22, 2023; effective 6/20/2023.Authority: T.C.A. §§ 62-26-221, 62-35-129, and 62-35-143.