Tenn. Comp. R. & Regs. 1140-16-.03

Current through September 10, 2024

Section 1140-16-.03 - MINIMUM INFORMATION REQUIRED

(1) The Board shall require the following minimum information from an applicant applying for a license to operate as a 3PL or any renewal of such license:

(a) All trade or business names used by the 3PL (includes "is doing business as" and "formerly known as"), full business address, and telephone number of the 3PL;

(b) Addresses, telephone numbers, and the names of contact persons for all facilities used by the 3PL for storage, handling, and distribution;

(c) The name and contact information of the owner, the owner's agent, or another such individual employed at or contracted by the applicant who can be reached at any time by the Board, the Department of Health or any agents thereof in the event of a potential or actual public health threat related to the sterility or potency of any drug or biologic product manufactured, wholesaled or distributed by the applicant;

(d) A list of all state and federal licenses, registrations, or permits, including the number of each such license, registration, or permit issued to the 3PL by any other state and federal authority authorizing the 3PL to possess and/or distribute prescription drugs, and including any disciplinary action taken against the 3PL and/or its principals, owners, directors, or officers;

(e) The type of ownership or operation (i.e., partnership, corporation, or sole proprietorship); and;

(f) The name(s) of the owner and operator of the 3PL, including:

1. If a person, the name of the person;

2. If a partnership, the name of each partner, and the name of the partnership;

3. If a corporation, the name and title of each corporate officer and director, the corporate names, and the name of the state of incorporation;

4. If a sole proprietorship, the full name of the sole proprietor and the name of the business entity;

5. United States Drug Enforcement Administration (DEA) registration number if applicable; and

6. The results of a criminal background check for the owner and manager of the 3PL seeking licensure, submitted directly to the Board by the vendor identified in the Board's licensure application materials.

(2) Changes in any information in paragraphs (1)(a) through (f) of this rule shall be submitted in writing to the Board within one business day of the change.

Tenn. Comp. R. & Regs. 1140-16-.03

Original rules filed September 12, 2018; effective 12/11/2018.

Authority: T.C.A. §§ 63-10-204, 63-10-304, and 63-10-306.