Tenn. Comp. R. & Regs. 0780-04-02-.08

Current through June 26, 2024
Section 0780-04-02-.08 - RESERVED

Tenn. Comp. R. & Regs. 0780-04-02-.08

Original rule filed September 28, 1990; effective November 12, 1990. Amendment filed November 6, 1997; effective January 20, 1998. Repeal and new rule filed March 16, 2015; effective June 14, 2015. Repeal filed February 3, 2021; effective 5/4/2021.

Authority: T.C.A. §§ 48-1-103(b)(11), 48-1-104, 48-1-113, 48-1-115, 48-1-116, and 48-1-124(e); Public Acts of 1997, Chapter 164, § 1; § 18 of the Securities Act of 1933, as amended by the National Securities Markets Improvement Act of 1996; and 17 C.F.R. §§ 230.252, 230.500, 230.503, 230.505, and 230.508.