Tenn. Comp. R. & Regs. 0780-01-14-.08

Current through June 26, 2024

Section 0780-01-14-.08 - CERTAIN TRANSACTIONS SUBJECT TO TCA Section 56-3-702

The acquisition or disposition of any transferable option, put, call, spread or straddle shall be deemed such a change in the beneficial ownership of the security to which such privilege relates as to require the filing of a statement reflecting the acquisition or disposition of such privilege. Nothing in this section, however, shall exempt any person from filing the statements required upon the exercise of such option, put, call, spread or straddle.

Tenn. Comp. R. & Regs. 0780-01-14-.08

Original rule certified June 10, 1974.

Authority: T.C.A. § 56-3-708 to implement T.C.A. § 56-3-702.