Section 0500-08-01-.09 - SUBMISSION OF DOCUMENTS AND FEES(1) Each TNInvestco shall submit all required statutory and programmatic documents and fees on or before their assigned due dates. Mandatory documents and fees include the following:(a) "Fiduciary Duty and Ethics, Waste, Fraud & Abuse Policy Acknowledgment for TNInvestco Program" form due January 31st each year;(b) "Report on Remaining Designated Capital" due January 31st each year;(c) Annual review fee due January 31st each year;(d) Annual certification fee due April 1st each year;(e) Scorecard due April 30th each year; and(f) Annual Audit Report and Examination Review due April 30th each year.(2) In the event of noncompliance with a subparagraph of this rule, a penalty of $1,000 per Day for each document or fee shall be assessed until the noncompliance is cured.Tenn. Comp. R. & Regs. 0500-08-01-.09
New rule filed September 4, 2015; effective 12/3/2015.Authority: T.C.A. §§ 4-28-110;4-28-111(a); 4-28-111(d); and 4-28-113.