S.D. Admin. R. 20:75:07:16

Current through Register Vol. 50, page 159, June 17, 2024
Section 20:75:07:16 - Confidentiality of reports

The board shall treat the reports of the reviewing firm and all records submitted to that firm by the firm subject to review as confidential information and shall not disclose such information to any persons other than staff members, legal counsel, and other persons retained by the board to assist it in fulfilling its responsibilities under SDCL chapter 36-20 B and this article.

If a firm under review becomes the subject of a disciplinary proceeding pursuant to the provisions of SDCL 36-20B-40 and 36-20B-41, the board may make such information public in accordance with the provisions of those statutes.

S.D. Admin. R. 20:75:07:16

29 SDR 16, effective 8/14/2002.

General Authority: SDCL 36-20B-12(2).

Law Implemented: SDCL 36-20B-36, 36-20B-40, 36-20B-41.

Confidential client information, § 20:75:05:09.