230-50-05 R.I. Code R. § 3.9
Current through August 19, 2024
The Director hereby specifies that, for purposes of obtaining the exemption under R.I. Gen. Laws § 7-11-402(2), all information, under cover of a letter stating that the information is being filed to apply for the exemption under R.I. Gen. Laws § 7-11-402(2), must be filed with the Department in the form required under the Securities Exchange Act of 1934 and rules promulgated thereunder.
230 R.I. Code R. § 230-RICR-50-05-3.9