Current through Register Vol. 54, No. 24, June 15, 2024
Section 36.414 - Reporting change of information(a) A registrant shall report a vacancy or change in qualifying information as required in this section on forms prescribed by the Board.(b) A registrant shall report a vacancy or change of compliance person within 30 days of the date that the compliance person terminates.(c) A registrant shall report a change in the information required under § 36.404 (relating to content of application) within 30 days, including information relating to disciplinary history or criminal history required under § 36.404(a)(5) and (6). This section cited in 49 Pa. Code § 36.413 (relating to qualifications of compliance person).