31 Pa. Code § 21.51

Current through Register Vol. 54, No. 25, June 22, 2024
Section 21.51 - Certain securities

Any security shall be exempt from the operation of section 302.1(3) of the act (40 P. S. § 422.1(3)) to the extent necessary to render lawful under the section execution by brokers of an order for an account in which the broker has no direct or indirect interest.

31 Pa. Code § 21.51