Statutes, codes, and regulations
Pennsylvania Code (Rules and Regulations)
Title 10 - BANKING AND SECURITIESPart VII - SecuritiesSubpart D - Fraudulent and Prohibited Practices
Chapter 404 - PROHIBITED ACTIVITIES; INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
Section 404.020 - Reserved

10 Pa. Code § 404.020

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Current through Register Vol. 54, No. 44, November 2, 2024
Section 404.020 - Reserved

10 Pa. Code § 404.020

The provisions of this §404.020 adopted March 29, 1974, effective 3/30/1974, 4 Pa.B. 582; amended January 17, 1992, effective 1/18/1992, 22 Pa.B. 294; reserved September 1, 2000, effective 9/2/2000, 30 Pa.B. 4551; transferred and renumbered from 64 Pa. Code § 404.020, December 14, 2012, effective 12/15/2012, 42 Pa.B. 7533.