Or. Admin. Code § 836-024-0205

Current through Register Vol. 63, No. 12, December 1, 2024

Section 836-024-0205 - Exemption of Certain Securities from ORS 732.440

A security is exempt from ORS 732.440 to the extent necessary to render lawful under that statute the broker's execution of an order for an account in which the broker has no direct or indirect interest.

Or. Admin. Code § 836-024-0205

ID 16-2006, f. & cert. ef. 8-7-06

Stat. Auth: ORS 731.244, 732.420, 732.430, 732.435, 732.445, 732.450, 732.455

Stats. Implemented: ORS 732.420 - 732.455