Or. Admin. Code § 441-930-0045

Current through Register Vol. 63, No. 11, November 1, 2024

Section 441-930-0045 - Material Changes, Notice of Civil and Criminal Actions

A master trustee must provide information to the director within 30 days of a material change to any information contained in the original application or any documents submitted with or as part of the application, including:

(1) Bankruptcy;

(2) Civil or criminal actions described on the application;

(3) Disciplinary disclosure answers;

(4) Change in additional affiliated business entity name;

(5) Change in control or ownership;

(6) Change in form of organization;

(7) Change of address;

(8) Change in scope of business; or

(9) Change in the depository used by a master trustee.

Or. Admin. Code § 441-930-0045

FCS 14-2010, f. 12-30-10, cert. ef. 1-1-11

Stat. Auth.: ORS 97.926 & 97.935

Stats. Implemented: ORS 97.935