Or. Admin. Code § 441-035-0240

Current through Register Vol. 64, No. 1, January 1, 2025

Section 441-035-0240 - Waivers

Issuers may seek a waiver from the following requirements by submitting a request in writing demonstrating why a waiver should be granted and an analysis of why a waiver will not weaken the investor protection components of these rules. Issuers may seek waivers from the requirements of:

(1) The provisions under OAR 441-035-0080(6) (concerning number of employees);

(2) The provisions under OAR 441-035-0090(8) (meeting with a business technical service provider);

(3) Types of securities allowed under OAR 441-035-0090(9).

Or. Admin. Code § 441-035-0240

FSR 12-2017, adopt filed 12/28/2017, effective 1/1/2018

Statutory/Other Authority: ORS 59.035 & 17 CFR § 230.147A

Statutes/Other Implemented: ORS 59.035