Or. Admin. Code § 410-141-5290

Current through Register Vol. 63, No. 10, October 1, 2024

Section 410-141-5290 - CCO HOLDING COMPANY REGULATION: Members of Holding Company Systems; Registration Requirements

(1) Every CCO that is a member of a CCO holding company system shall register with the Authority as provided in this section.

(2) A CCO that is subject to registration under this section shall register not later than 15 days after the date the CCO becomes subject to registration, and annually thereafter on or before April 30 for the previous calendar year, unless the Authority for good cause shown extends the time for registration, and then within such extended time.

(3) The Authority may require or allow two or more affiliated CCOs subject to registration to file a consolidated registration statement.

(4) The registration requirements of OAR 410-141-5290 to OAR 410-141-5380 do not apply to any CCO, information or transaction the Authority exempts by rule or order.

Or. Admin. Code § 410-141-5290

DMAP 60-2019, adopt filed 12/18/2019, effective 1/1/2020

Statutory/Other Authority: ORS 413.042, 414.615, 414.625, 414.635 & 414.651

Statutes/Other Implemented: ORS 414.610 - 414.685