Statutes, codes, and regulations
Oklahoma Administrative Code
Title 660 - Department Of SecuritiesChapter 11 - Oklahoma Uniform Securities Act Of 2004Subchapter 7 - Investment Advisers And Investment Adviser Representatives
Part 3 - LICENSING PROCEDURES
Section 660:11-7-20 - Supplemental disclosures

Okla. Admin. Code § 660:11-7-20

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Current through Vol. 42, No. 7, December 16, 2024
Section 660:11-7-20 - Supplemental disclosures

Every investment adviser and investment adviser representative registered under the Securities Act must keep their application current at all times by promptly filing amendments supplementing their application after learning of the facts or circumstances giving rise to the amendment as required by Section 1-406.B of the Securities Act.

Okla. Admin. Code § 660:11-7-20

Adopted by Oklahoma Register, Volume 35, Issue 24, September 4, 2018, eff. 11/1/2018
Amended by Oklahoma Register, Volume 37, Issue 24, September 1, 2020, eff. 11/1/2020