Okla. Admin. Code § 660:11-7-15

Current through Vol. 41, No. 19, June 17, 2024
Section 660:11-7-15 - Piecemeal filings

An application for initial registration or renewal of registration as an investment adviser or investment adviser representative shall not be deemed to have been filed until all of the documentation required by 660:11-7-11 or 660:11-7-12 is submitted, or is otherwise made available, to the Department and payment of the proper fees is made. Such documentation shall be in completed form.

Okla. Admin. Code § 660:11-7-15

Added at 21 Ok Reg 2532, eff 7-1-04