Statutes, codes, and regulations
Oklahoma Administrative Code
Title 660 - Department of SecuritiesChapter 11 - Oklahoma Uniform Securities Act of 2004Subchapter 7 - Investment Advisers and Investment Adviser Representatives
Part 3 - LICENSING PROCEDURES
Section 660:11-7-12 - Renewal

Okla. Admin. Code § 660:11-7-12

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Current through Vol. 41, No. 19, June 17, 2024
Section 660:11-7-12 - Renewal
(a)Investment adviser. An investment adviser registered under the Act shall renew its registration by submitting to the IARD the renewal fee specified in Section 1-612 of the Securities Act.
(b)Investment adviser representative. Investment adviser representatives registered under the Act shall renew their registrations by submitting to the CRD the renewal fee specified in Section 1-612 of the Securities Act.

Okla. Admin. Code § 660:11-7-12

Added at 21 Ok Reg 2532, eff 7-1-04