Okla. Admin. Code § 660:11-5-1
Current through Vol. 41, No. 19, June 17, 2024
The rules in this subchapter have been adopted to provide procedures for complying with the provisions of the Securities Act relating to the registrationof broker-dealers and agents and to establish post-registration requirements and standards of ethical practices for broker-dealers and agents .
Okla. Admin. Code § 660:11-5-1
Added at 21 Ok Reg 2532, eff 7-1-04; Amended at 30 Ok Reg 2068, eff 8-1-13