Statutes, codes, and regulations
Oklahoma Administrative Code
Title 660 - Department Of SecuritiesChapter 10 - Oklahoma Securities Act [Revoked]Subchapter 5 - Broker-Dealers and Agents [Revoked]
Part 3 - LICENSING PROCEDURES [Revoked]
Section 660:10-5-11 - Initial registration [REVOKED]

Okla. Admin. Code § 660:10-5-11

Download
PDF
Current through Vol. 41, No. 24, September 3, 2024
Section 660:10-5-11 - Initial registration [REVOKED]

Okla. Admin. Code § 660:10-5-11

Amended at 9 Ok Reg 2995, eff 7-15-92; Amended at 15 Ok Reg 3418, eff 7-15-98; Amended at 18 Ok Reg 691, eff 1-1-01 through 7-14-01 (emergency)1; Added at 18 Ok Reg 3667, eff 8-10-01 (emergency); Amended at 19 Ok Reg 2867, eff 8-26-02; Revoked at 21 Ok Reg 2499, eff 7-1-04
AGENCY NOTE: 1This section 660:10-5-11 was amended by emergency action on 1-1-01, and was scheduled to expire on 7-15-01 if not already superseded by permanent amendments. However, the Administrator issued an order on 7-15-01 pursuant to 71 O.S., § 202, extending the effectiveness of the amendments pending enactment of permanent amendments.