"The undersigned hereby undertakes to furnish at its own expense to the Ohio Division of Securities, true, correct, complete, and current copies of any or all, or any part, of the books and records which the undersigned is required to make, keep current or preserve pursuant to any provision of any rule adopted by the Division. This undertaking shall be suspended during any period when the undersigned is making, keeping current, and preserving copies of all of said books and records at a place within Ohio in compliance with paragraph (E)(9) of rule 1301:6-3-15.1 of the Administrative Code. This undertaking shall be binding upon the undersigned and the heirs, successors and assigns of the undersigned."
and
Ohio Admin. Code 1301:6-3-15.1
Five Year Review (FYR) Dates: 5/6/2021 and 07/10/2026
Promulgated Under: 119.03
Statutory Authority: 1707.20
Rule Amplifies: 1707.151
Prior Effective Dates: 03/18/1999, 07/29/1999, 01/28/2000, 05/25/2000, 11/27/2000, 12/05/2000, 11/05/2001, 01/01/2002, 07/17/2003, 11/25/2004, 07/03/2006, 08/05/2007, 01/15/2009, 09/26/2015