Statutes, codes, and regulations
North Dakota Administrative Code
Title 73 - Securities CommissionerArticle 73-02 - Securities Act of 1951
Chapter 73-02-01 - Registration of Securities
Section 73-02-01-01 - Small corporate offering registration

N.D. Admin. Code 73-02-01-01

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Current through Supplement No. 394, October, 2024
Section 73-02-01-01 - Small corporate offering registration

Small corporate offering registration (SCOR) filings may be used for registration applications and exemption applications for corporations that issue securities exempt from federal registration under rule 504 of regulation D of the securities and exchange commission rules. Form U-7, as adopted by the North American securities administrators association, inc., on April 29, 1989, is adopted for this purpose.

N.D. Admin Code 73-02-01-01

Effective September 1, 1990; amended effective January 1, 1998.

General Authority: NDCC 10-04-03

Law Implemented: NDCC 10-04-03