18 N.C. Admin. Code 6A.2051

Current through Register Vol. 39, No. 9, November 1, 2024

Section 06A .2051 - PROVIDING DOCUMENTS TO PROSPECTIVE INVESTORS AND INVESTORS

The issuer shall provide a prospective investor or investor with the disclosure document that it filed with the Administrator at the time it makes an offer or sale of a security.

18 N.C. Admin. Code 06A .2051

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. April 1, 2017.

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. 4/1/2017.