18 N.C. Admin. Code 6A.2044

Current through Register Vol. 39, No. 9, November 1, 2024

Section 06A .2044 - OTHER REQUIREMENTS FOR PERMITTED ADVERTISING NOTICES

In addition to the content required by Rule .2043 of this Section, an advertising notice may include one or more of the following statements:

(1) a statement that the issuer is conducting the securities offering pursuant to the Exemption;

(2) the name of the escrow agent to which all investor funds shall be directed;

(3) the terms of the securities offering. For purposes of this Rule and Rules .2011 and .2045 of this Section, "terms of the offering" means:

(a) the amount of securities offered;

(b) the nature of the securities;

(c) the price of the securities; and

(d) the closing date of the offering period; and

(4) factual information about the issuer that is limited to:

(a) the legal identity and business location of the issuer;

(b) the name of the issuer;

(c) the address, phone number, and website of the issuer;

(d) the email address of a representative of the issuer; and

(e) a brief description of the business of the issuer.

18 N.C. Admin. Code 06A .2044

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. April 1, 2017.

Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);
Eff. 4/1/2017.