18 N.C. Admin. Code 6A.1507
Current through Register Vol. 39, No. 9, November 1, 2024
The filing of an application for registration, the fact an application has been filed, or the fact a security is effectively registered does not constitute a finding that any document filed under this Chapter is true, complete and not misleading. The fact an exemption is available for a security does not mean the administrator has passed upon the merits of the claim, or recommended or given approval to any person, security or transaction.
18 N.C. Admin. Code 06A .1507
Eff. April 1, 1981;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. December 6, 2016.
Eff. April 1, 1981.