Section .1400 - REGISTRATION OF DEALERS AND SALESMEN
- Section 06A .1401 - APPLICATION FOR REGISTRATION OF DEALERS
- Section 06A .1402 - APPLICATION FOR REGISTRATION OF SALESMEN
- Section 06A .1403 - TERMINATION OF REGISTRATION OF DEALER
- Section 06A .1404 - CHANGE IN NAME OF DEALER
- Section 06A .1405 - DEALER MERGER/CONSOLIDATION/ACQUISITION/SUCCESSION
- Section 06A .1406 - EXPIRATION AND RENEWAL OF DEALER REGISTRATION
- Section 06A .1407 - EXPIRATION AND RENEWAL OF SALESMAN'S REGISTRATION
- Section 06A .1408 - TERMINATION OF SALESMAN'S REGISTRATION
- Section 06A .1409 - EXPIRED - TRANSFER OF SALESMAN'S REGISTRATION
- Section 06A .1410 - MINIMUM FINANCIAL REQUIREMENTS FOR DEALERS
- Section 06A .1411 - RECORD KEEPING REQUIREMENTS FOR DEALERS
- Section 06A .1412 - FINANCIAL STATEMENTS
- Section 06A .1413 - SALESMAN EXAMINATION REQUIRED
- Section 06A .1414 - DISHONEST/UNETHICAL PRACTICES OF DEALERS AND SALESMEN
- Section 06A .1415 - REGISTRATION OF PARTNERS/EXECUTIVE OFFICERS/DIRECTORS
- Section 06A .1416 - REPORTING REQUIREMENTS OF DEALERS AND SALESMEN
- Section 06A .1417 - APPLICATION FOR LIMITED REGISTRATION OF CANADIAN SECURITIES DEALERS AND SALESMEN