18 N.C. Admin. Code 6A.1318

Current through Register Vol. 39, No. 9, November 1, 2024
Section 06A .1318 - AUTOMATIC WITHDRAWAL OF APPLICATION FOR REGISTRATION

Where an application for registration of a security has remained pending for at least one year following the date of its filing, and the delay in completion of its examination by the administrator is due to a deficiency in filing attributable to the applicant, the administrator shall withdraw such application automatically and shall retain all fees submitted with it.

18 N.C. Admin. Code 06A .1318

Authority G.S. 78A-29(a); 78A-49(a);
Eff. October 1, 1988;
Pursuant to G.S. 150B-21.3A, rule is necessary without substantive public interest Eff. December 6, 2016.
Authority G.S. 78A-29(a); 78A-49(a);
Eff. October 1, 1988.