N.Y. Comp. Codes R. & Regs. tit. 9 § 5612.3

Current through Register Vol. 46, No. 53, December 31, 2024

Section 5612.3 - Proof of compliance

The registrant shall maintain any information and materials necessary to demonstrate such registrant's compliance with this Part. Registrants may be required by the commission to maintain additional records and information where there is cause to believe the registrant is not complying with this Part.

N.Y. Comp. Codes R. & Regs. Tit. 9 § 5612.3

Adopted New York State Register October 18, 2023/Volume XLV, Issue 42, eff. 10/18/2023