N.Y. Comp. Codes R. & Regs. tit. 9 § 5611.2
Current through Register Vol. 46, No. 53, December 31, 2024
No registrant shall consummate any transaction, including a material debt transaction, that would preclude such registrant's ability to meet the requirements set forth in section 5611.1 of this Part, without prior written approval by the commission.
N.Y. Comp. Codes R. & Regs. Tit. 9 § 5611.2