N.Y. Comp. Codes R. & Regs. tit. 9 § 5608.4

Current through Register Vol. 46, No. 53, December 31, 2024

Section 5608.4 - Prohibited actions

(a)Dishonest obtaining of a benefit. No authorized or prohibited contestant shall, in relation to an authorized contest, dishonestly obtain a benefit by any act, practice or scheme or otherwise dishonestly obtain a benefit through the use of any device or item.

(b)Alteration or falsification of information. Any person who knowingly alters or falsifies information recorded on any record, document or report required under this Chapter, at the time of the transaction or after the fact, for any purpose, including, without limitation, for the purpose of concealment, deception, or circumvention of internal control minimum procedures, may be subject to the penalties and other actions the commission may take pursuant to law (e.g., a fine, penalty or revocation of registration by the commission).

N.Y. Comp. Codes R. & Regs. Tit. 9 § 5608.4

Adopted New York State Register October 18, 2023/Volume XLV, Issue 42, eff. 10/18/2023