N.Y. Comp. Codes R. & Regs. tit. 9 § 5606.1

Current through Register Vol. 46, No. 53, December 31, 2024

Section 5606.1 - Submission of internal controls

In addition to the requirements set forth in Part 5601 of this Chapter, a registration applicant shall submit to the commission for approval a written description of its initial system of internal controls that meets the requirements set forth in this Part.

N.Y. Comp. Codes R. & Regs. Tit. 9 § 5606.1

Adopted New York State Register October 18, 2023/Volume XLV, Issue 42, eff. 10/18/2023