N.Y. Comp. Codes R. & Regs. tit. 9 § 5114.1

Current through Register Vol. 46, No. 45, November 2, 2024
Section 5114.1 - Notification of anticipated or actual changes in directors, officers or equivalent licensees of video lottery gaming agents and holding companies

Each video lottery gaming agent or managing agent shall immediately notify the commission, in writing, as soon as is practicable, of the proposed appointment, appointment, proposed nomination, nomination, election, intended resignation, resignation, incapacitation or death of any member of, or partner in, such agent's board of directors, partnership or limited liability company, as applicable, or of any officer or other person required to be licensed as a principal or key employee under these regulations. The commission shall undertake any review of the license necessitated by the change.

N.Y. Comp. Codes R. & Regs. Tit. 9 § 5114.1