N.Y. Comp. Codes R. & Regs. tit. 3 § 1.2
Schedule of Application Fees
Section 18-a | ||
Banking Law | Authorized | |
Institution | Authorizations | Amount |
Depository Institutions | ||
Banks & Trust Companies (including Limited Purpose Trust Companies) | ||
Charter Application | § 23 | $12,500 |
Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 113 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Change of Control | § 143-b.2 | $12,500 |
Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
Conversion (From National to State) | § 136.5 | $12,500 |
Merger (National to State) | § 136.5 | $12,500 |
Purchase of Assets (by State from Federal) | § 136-a | $12,500 |
Merger | § 601.1 | $12,500 |
Purchase of Assets | § 601-a | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Out-of-State, State-Chartered Banking Institutions | ||
Additional NY Branch (after initial entry) (see Note 2) | § 224 | $ 750 |
Savings Banks - Mutual | ||
Charter Application | § 23 | $12,500 |
Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 241.1 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Conversion (From Federal to State) | § 412 | $12,500 |
Merger | § 601 | $12,500 |
Purchase of Assets | § 601-a | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Conversion (From Mutual to Stock Form) | § 14-e.2 | $12,500 |
Savings Banks - Stock Form | ||
Charter Application | § 23/§ 14-e.2 | $12,500 |
Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 241.1 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Change of Control | § 143-b.2 | $12,500 |
Conversion (From Federal to State) | § 412 | $12,500 |
Merger (Federal to State) | § 600/§ 14-e.2 | $12,500 |
Purchase of Assets (By State from Federal) | § 601-a/§ 14-e.2 | $12,500 |
Merger | § 601 | $12,500 |
Purchase of Assets | § 601-a | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
Savings & Loans - Mutual | ||
Charter Application | § 23 | $12,500 |
Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 396 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Conversion (From Federal to State) | § 410/§ 412 | $12,500 |
Merger | § 601 | $12,500 |
Purchase of Assets | § 601-a | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Conversion (from Mutual to Stock Form) | § 14-e.2 | $12,500 |
Conversion (to Savings Bank) | § 23/§ 411 | $12,500 |
Savings & Loans - Stock Form | ||
Charter Application | § 23/§ 14-e.2 | $12,500 |
Branch or Public Accommodation Office (see Note 1) | § 29/§ 191 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 396 | $ 750 |
Change of Control | § 143-b.2 | $12,500 |
Conversion (From Federal to State) | § 410 | $12,500 |
Merger (Federal to State) | § 600/§ 14-e.2 | $12,500 |
Purchase of Assets (By State from Federal) | § 601-a/§ 14-e.2 | $12,500 |
Merger | § 601 | $12,500 |
Purchase of Assets | § 601-a | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
Conversion (to Savings Bank) | § 23/§ 411 | $12,500 |
Credit Unions | ||
Charter Application | § 23 | $12,500 |
New Station (see Note 3) | § 461 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 461 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Conversion (From Federal to State) | § 486 | $12,500 |
Conversion (to Mutual Savings Bank) | § 487-a | $12,500 |
Merger | § 601.1 | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Conversion (from Mutual to Stock Form) | 14-e.2 | $12,500 |
Conversion (to Savings Bank) | § 23/§ 411 | $12,500 |
Foreign Banks - Branches & Agencies | ||
License Application | § 201.4 | $ 7,500 |
Public Accommodation Office | § 191 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 203.1 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Foreign Banks - Representative Offices | ||
License Application | § 26 | $ 7,500 |
Change of Location (Temporary) (see Note 4) | § 28-a | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Private Bankers | ||
Initial Verified Application | § 23 | $12,500 |
Verified Certificate (Continuation of Business) | 24 | $ 750 |
Branch | § 29 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 164 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Investment Companies | ||
Charter Application | § 23 | $12,500 |
Branch (unless exempt under § 508.4) | § 29/§ 508.4 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 511 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Change of Control | § 519 | $12,500 |
Merger | § 601 | $12,500 |
Purchase of Assets | § 601-a | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Safe Deposit Companies | ||
Charter Application | § 23 | $12,500 |
Branch) | § 29 | $ 750 |
Change of Location (Temporary and Permanent) | § 28-a/§ 321 | $ 750 |
Change of Location (Temporary due to emergency) | § 28-a | $ 0 |
Change of Control | § 324 | $12,500 |
Merger | § 601 | $12,500 |
Purchase of Assets | § 601-a | $12,500 |
Sale or Conveyance of More Than 50% of Assets | § 605.8 | $12,500 |
Holding Companies | ||
Initial or Expansion Application | § 142 | $12,500 |
Acquisition of Banking Institution (no change of control) | § 143-a | $12,500 |
Mutual Holding Companies | ||
Conversion (from Mutual to Stock Form) | § 294/§ 14-e.2 | $12,500 |
Sale of up to 49% of Subsidiary Bank Stock | § 290.1/§ 14-e.2 | $12,500 |
Non-Depository Institutions | ||
Mortgage Bankers | ||
Original License | § 591.2 | $ 3,000 |
Branch License | § 591.3 | $ 500 |
Change of Control | § 594-b.1 | $ 3,000 |
Mortgage Brokers | ||
Original Registration | § 591-a | $ 1,500 |
Branch | § 591-a.2 | $ 500 |
Change of Control | § 594-b | $ 1,500 |
Check Cashers | ||
Original License | § 367.3 | $ 3,000 |
Additional Regular Location | § 367.3 | $ 2,000 |
Mobile Location | § 367.3 | $ 2,000 |
Limited Station | § 370.2 | $ 500 |
Change of Location (Regular) | § 367.3 | $ 2,000 |
Change of Location (Mobile) | § 367.3 | $ 500 |
Change of Location (Limited) | § 367.3 | $ 0 |
Change of Control | § 370-a.1 | $ 3,000 |
Money Transmitters | ||
Original License | § 641.3 | $ 3,000 |
Change of Control | § 652-a.1 | $ 3,000 |
Licensed Lenders | ||
Master License | § 341.2 | $ 3,000 |
Additional Location (Temporary and Permanent) | § 341.6 | $ 500 |
Change of Location | § 343.3a | $ 500 |
Change of Control | § 345-1 | $ 3,000 |
Acquisition, Merger, Consolidation, Purchase of Assets | § 344.1 | $ 3,000 |
Sales Finance Companies | ||
Original License (1 location/3 or more initial locations) | § 492.4.b & .c | $ 3,000/4,000 |
Additional Place of Business | § 492.4.c | $ 500 |
Change of Control | § 492-a.1 | $ 3,000 |
Premium Finance Companies | ||
Original License (1 location/3 or more initial locations) | § 555.4 | $ 3,000/4,000 |
Additional Office | § 555.3 | $ 500 |
Change of Control | § 555-a.1 | $ 3,000 |
Budget Planners | ||
Original License | § 580.3 | $ 3,000 |
Change of Control | § 583-a.1 | $ 3,000 |
Note 1: No fee charged when branch is part of the approval of a Banking Development District (see § 96-d, Banking Law). Note 2: No fee charged if home state does not charge fee for entry or additional branches of a NY banking institution. Note 3: The designation of a student branch is not subject to the provisions applicable to stations, pursuant to § 450-b, Banking Law. Note 4: No fee charged for a permanent change of location.
N.Y. Comp. Codes R. & Regs. Tit. 3 § 1.2