N.Y. Comp. Codes R. & Regs. tit. 3 § 403.5
Current through Register Vol. 46, No. 25, June 18, 2024
Every licensee shall make a written report to the superintendent of any arrests, indictment or conviction of such licensee, of any member of a partnership licensee, or of any stockholder owning 20 percent or more of any class of the outstanding capital stock of a corporate licensee, or of any director or officer thereof, or of any party in interest of any other type of licensee, for any crime in any jurisdiction. Such report shall be made to the superintendent within 10 days after the occurrence of the event becomes known to the licensee.
N.Y. Comp. Codes R. & Regs. Tit. 3 § 403.5