N.Y. Comp. Codes R. & Regs. tit. 13 § 12.7

Current through Register Vol. 46, No. 45, November 2, 2024

Section 12.7 - Fees

(a) The bureau shall collect the following fees for the filing of each registration statement:

(1) $500 for every registration statement where the maximum consideration payable by the offeror for the securities which are the subject of the takeover bid is less than $250,000;

(2) $1,000 where the minimum consideration is $250,000 and where the maximum consideration is less than $1,000,000; and

(3) $2,500 where the consideration is $1,000,000 or more.

(b) The fees set forth in this section shall be paid upon the initial filing of the registration statement with the bureau and shall not be refundable.

N.Y. Comp. Codes R. & Regs. Tit. 13 § 12.7

Amended New York State Register July 3, 2018/Volume XL, Issue 27, eff. 7/3/2018