N.Y. Comp. Codes R. & Regs. tit. 10 § 451.182

Current through Register Vol. 46, No. 45, November 2, 2024

Section 451.182 - Management

(a) Executive authority; the combined fields of policy and administration.

(b) As applied to individuals:

(1) the head of an organization; or

(2) collectively, the head and his immediate staff and any or all persons possessing supervisory persons' delegated authority; or

(3) broadly, the persons within an organization who originate transactions.

N.Y. Comp. Codes R. & Regs. Tit. 10 § 451.182