N.Y. Comp. Codes R. & Regs. tit. 10 § 128-2.8

Current through Register Vol. 46, No. 25, June 18, 2024

Section 128-2.8 - Appeals

(a) An applicant may appeal a final determination issued by the department under these rules and regulations by filing a petition in writing with the department and with the New York City Office of Administrative Trials and Hearings (OATH) within 30 days of the date the determination was mailed. The petition shall state the name and address of the petitioner and shall include a short and plain statement of the matters to be adjudicated, identifying the approval or variance sought by the petitioner with citation to the applicable provisions of these rules and regulations, the regulated activity for which the department issued the determination, the proposed location of the activity, and the date of the department's determination. The petition should also indicate whether the petitioner is requesting a hearing. A copy of the determination being appealed shall be attached to the petition. In addition, a completed OATH intake sheet shall be included with the petition. Blank intake sheets are available from the department.

(b) The following determinations are appealable:

(1) a denial of an application for approval of a regulated activity;

(2) a denial of an application for a variance;

(3) the imposition of a substantial condition in an approval of a regulated activity; and

(4) the imposition of a substantial condition in a grant of a variance.

(c) Petitions for appeal shall be referred to a city administrative law judge (ALJ) for hearing, where allowed by this section, and determination as defined in subdivision (g) of this section.

(d) The following issues are adjudicable on appeal:

(1) whether the regulated activity proposed by the petitioner will be in compliance with the requirements of these rules and regulations;

(2) whether the imposition of a substantial condition in an approval of a regulated activity is appropriate to ensure that the regulated activity will comply with the requirements of these rules and regulations;

(3) whether the commissioner or the first deputy commissioner abused his or her discretion in denying a request for a variance or in imposing a substantial condition in a grant of a variance; and

(4) except where the department has acted as lead agency, the ALJ shall not adjudicate any issues relating to compliance with the State Environmental Quality Review Act (SEQRA).

(e) Except for appeals from determinations relating to variances, the petitioner shall have the burden of proving by a preponderance of the evidence that the proposed regulated activity is in compliance with the requirements of these rules and regulations. For appeals from determinations relating to variances, the petitioner shall have the burden of proving that the commissioner or first deputy commissioner has abused his or her discretion.

(f)

(1) Appeals from determinations relating to individual sewage treatment systems or variances shall be decided on the record before the department in its review of the application and any other written submissions allowed by the ALJ.

(2) A petitioner may request an adjudicatory hearing on appeals from all other determinations issued by the department. If a petitioner does not request a hearing, the petition shall be decided on the record before the department in its review of the application and any other written submissions allowed by the ALJ.

(i) Unless otherwise agreed to by the parties and the ALJ, the hearing shall be held in the district of the department in which the regulated activity was proposed to be located, except that hearings may be held at the department's offices in Valhalla, New York for appeals relating to regulated activities in the east of Hudson watershed and at the department's offices in Kingston, New York for appeals relating to regulated activities in the west of Hudson watershed.

(g) The ALJ shall submit a report to the commissioner within 60 days after the record on appeal is closed with a recommendation as to whether the determination appealed from should be approved, modified or rejected. The commissioner shall issue a final decision approving, rejecting, or modifying the ALJ's recommendation within 30 days of receipt of the ALJ's report. If the commissioner does not act, the ALJ's recommendation shall be deemed approved.

(h) This section shall not apply to determinations made by local governments administering provisions of these rules and regulations pursuant to Subpart 128-7 of this Part.

(i) An applicant shall have the option whether to file an administrative appeal under this section and nothing in this section shall preclude an applicant from challenging a final determination issued by the department in a court of competent jurisdiction, including instituting a proceeding under article 78 of the Civil Practice Law and Rules, without first filing a petition for appeal pursuant to this section.

N.Y. Comp. Codes R. & Regs. Tit. 10 § 128-2.8