N.M. Admin. Code § 13.3.2.15
Current through Register Vol. 35, No. 23, December 10, 2024
In stating the amount of securities beneficially owned, give the face amount of debt securities or the number of shares or other units of other securities. In the case of securities owned indirectly, the entire amount of securities owned by the partnership, corporation, trust or other entity shall be stated. The person whose ownership is reported may, if he so desires, also indicate in a footnote, or other appropriate manner, the extent of his interest in the partnership, corporation, trust or other entity.
N.M. Admin. Code § 13.3.2.15