N.M. Admin. Code § 12.11.7.9
Current through Register Vol. 35, No. 21, November 5, 2024
An investment adviser shall not enter into any contract with a customer if the contract contains any condition, stipulation or provision binding the customer to waive any rights under the New Mexico Uniform Securities Act, or any rule or order thereunder, or of the Investment Advisers Act of 1940. Any such condition, stipulation or provision is void.
N.M. Admin. Code § 12.11.7.9